On September 18 the bank announced that a rogue trader had disguised a HK $ 93m trading loss on certain equity derivatives forcing the bank to write down its previously reported first-half net profit by HK $ 109m or 12 per cent .

9月18日，该行公布，由于一名违纪交易员隐瞒了某些 股票衍生工具出现的9300万港元 交易损失，导致该行不得不将此前公布的上半年净利润减记1.09亿港元，相当于12%。

The so-called Volcker rule would ban banks from trading on their own account and limit their ability to invest in or sponsor hedge funds and private equity .

所谓的“沃尔克规则”（volckerrule）禁止银行从事 自营 交易，并限制他们投资或“资助”对冲基金和私人 股本。

Trading on the Equity under the Market Economy Condition

浅析市场经济条件下的 举债 经营

The Office of Fair Trading ( OFT ) a British competition agency said on June10th that it would conduct an inquiry into equity underwriting following complaints from issuing firms .

英国竞争监管机构 公平交易局（OFT） 在接到发行公司的投诉后，于6月10 日宣布将针对 证券承销展开调查。